FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
ALLSTATE CORP [ ALL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 09/21/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 09/21/2022 | G | V | 104,384 | D | $0 | 0(1)(2) | I | By 2020 GRAT | |
Common Stock | 09/21/2022 | G | V | 104,384 | A | $0 | 104,384(1) | I | By 2020-B GRAT Remainder Trust | |
Common Stock | 35,800(3) | I | By 2021-A GRAT | |||||||
Common Stock | 157,610 | I | By 2021-C GRAT | |||||||
Common Stock | 35,425(3) | I | By 2022-A GRAT | |||||||
Common Stock | 216,343(4) | I | By 2022-B GRAT | |||||||
Common Stock | 6,821.684(2)(4)(5) | D | ||||||||
Common Stock | 7,185 | I | By 401(k) Plan | |||||||
Common Stock | 161,708 | I | By TJW Options LLC 2012 Series | |||||||
Common Stock | 257,535 | I | Remainder GRAT |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $92.46 | 02/08/2022 | 02/08/2029 | Common Stock | 89,916(6) | 89,916 | I | By TJW Options LLC 2019 Series Last Third | |||||||
Employee Stock Option (Right to Buy) | $124.26 | (7) | 02/19/2030 | Common Stock | 80,237(8) | 80,237 | D | ||||||||
Employee Stock Option (Right to Buy) | $124.26 | (7) | 02/19/2030 | Common Stock | 80,237(8) | 80,237 | I | By TJW Options LLC 2020 Series Middle Third | |||||||
Employee Stock Option (Right to Buy) | $105.08 | (9) | 02/18/2031 | Common Stock | 184,804(10) | 184,804 | D | ||||||||
Employee Stock Option (Right to Buy) | $105.08 | (9) | 02/18/2031 | Common Stock | 92,401(10) | 92,401 | I | By TJW Options LLC 2021 Series First Third |
Explanation of Responses: |
1. Reflects distribution and transfer of 104,384 shares on September 21, 2022, formerly held by the Thomas J. Wilson 2020 GRAT Trust to the Thomas J. Wilson 2020-B GRAT Remainder Trust. |
2. Reflects transfer of 142,305 shares formerly held by the Thomas J. Wilson 2020 GRAT Trust to direct ownership on September 16, 2022. |
3. Reflects transfer of 35,425 shares formerly held by the Thomas J. Wilson 2021-A GRAT Trust to the Thomas J. Wilson 2022-A GRAT Trust on August 22, 2022. |
4. Reflects reporting person's contribution of 216,343 shares on September 21, 2022, to the Thomas J. Wilson 2022-B GRAT Trust. |
5. Balance also reflects 41.840 shares acquired during the period of April 6, 2022, through October 4, 2022, through the Shareholder Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares. |
6. Reflects transfer of 89,916 vested employee options to TJW Options LLC 2019 Series Last Third on November 10, 2022, formerly held directly by the reporting person. |
7. Stock option award granted on February 19, 2020, for 240,710 shares of common stock vesting in three equal increments. The remaining increment will vest on February 19, 2023. |
8. Reflects transfer of 80,237 vested employee options to TJW Options LLC 2020 Series Middle Third on November 10, 2022, formerly held directly by the reporting person. 80,237 unvested employee options remain directly held. |
9. Stock option award granted on February 18, 2021, for 277,205 shares of common stock vesting in three equal increments. The remaining increments will vest on February 18, 2023, and February 18, 2024. |
10. Reflects transfer of 92,401 vested employee options to TJW Options LLC 2021 Series First Third on November 10, 2022, formerly held directly by the reporting person. 184,804 unvested employee options remain directly held. |
/s/ Thomas J. Wilson | 12/14/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |