SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) August 12, 2002
| The Allstate Corporation | ||
| (Exact Name of Registrant as Specified in Charter) |
| Delaware | 1-11840 | 36-3871531 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
||
2775 Sanders Road, Northbrook, Illinois (Address of Principal Executive Offices) |
60062 (Zip Code) |
|||
Registrant's telephone number, including area code (847) 402-5000
Item 9. Regulation FD Disclosure
Furnished with this Form 8-K, as Exhibits 99.1 and 99.2, are the statements under oath provided on August 13, 2002 by Edward M. Liddy, Chairman of the Board, President and Chief Executive Officer, and Casey J. Sylla, Acting Vice President and Chief Financial Officer, of The Allstate Corporation, in accordance with the Securities and Exchange Commission's June 27, 2002 Order Requiring the Filing of Sworn Statements Pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934.
Also furnished with this Form 8-K, as Exhibits 99.3 and 99.4, are the certifications by Edward M. Liddy, Chairman of the Board, President and Chief Executive Officer, and Casey J. Sylla, Acting Vice President and Chief Financial Officer, of The Allstate Corporation, pursuant to 18 United States Code § 1350, that accompanied the Quarterly Report on Form 10-Q of The Allstate Corporation for the quarterly period ended June 30, 2002.
Item 7. Financial Statements and Exhibits
- (c)
- Exhibits
| Exhibit No. |
Description |
|
|---|---|---|
| 99.1 | Statement under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings | |
99.2 |
Statement under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings |
|
99.3 |
Certification Pursuant to 18 United States Code § 1350 of the Chief Executive Officer |
|
99.4 |
Certification Pursuant to 18 United States Code § 1350 of the Chief Financial Officer |
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Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| THE ALLSTATE CORPORATION | ||||
Title: |
/s/ SAMUEL H. PILCH |
|||
| Name: | Samuel H. Pilch | |||
| Title: | Controller | |||
August 13, 2002
INDEX TO EXHIBITS
| Exhibit No. |
Description |
|
|---|---|---|
| 99.1 | Statement under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings | |
99.2 |
Statement under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings |
|
99.3 |
Certification Pursuant to 18 United States Code § 1350 of the Chief Executive Officer |
|
99.4 |
Certification Pursuant to 18 United States Code § 1350 of the Chief Financial Officer |
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Statement Under Oath of Principal Executive Officer Regarding Facts and
Circumstances Relating to Exchange Act Filings
I, Edward M. Liddy, state and attest that:
- •
- no
covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on
Form 8-K or definitive proxy materials, as of the date on which it was filed); and
- •
- no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).
(1) To the best of my knowledge, based upon a review of the covered reports of The Allstate Corporation, and, except as corrected or supplemented in a subsequent covered report:
- •
- Annual
Report on Form 10-K for the fiscal year ended December 31, 2001 of The Allstate Corporation;
- •
- all
reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of The Allstate Corporation filed
with the Commission subsequent to the filing of the Form 10-K identified above; and
- •
- any amendments to any of the foregoing.
(2) I have reviewed the contents of this statement with The Allstate Corporation's Audit Committee.
(3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":
/s/ EDWARD M. LIDDY Edward M. Liddy August 13, 2002 |
Subscribed and sworn to before me this 13th day of August 2002. |
|
/s/ JENNIFER M. HAGER Notary Public |
||
My Commission Expires: OFFICIAL SEAL JENNIFER M. HAGER NOTARY PUBLIC, STATE OF ILLINOIS MY COMMISSION EXPIRES:11/19/04 |
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Statement Under Oath of Principal Financial Officer Regarding Facts and
Circumstances Relating to Exchange Act Filings
I, Casey J. Sylla, state and attest that:
- •
- no
covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on
Form 8-K or definitive proxy materials, as of the date on which it was filed); and
- •
- no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).
(1) To the best of my knowledge, based upon a review of the covered reports of The Allstate Corporation, and, except as corrected or supplemented in a subsequent covered report:
- •
- Annual
Report on Form 10-K for the fiscal year ended December 31, 2001 of The Allstate Corporation;
- •
- all
reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of The Allstate Corporation filed
with the Commission subsequent to the filing of the Form 10-K identified above; and
- •
- any amendments to any of the foregoing.
(2) I have reviewed the contents of this statement with The Allstate Corporation's Audit Committee.
(3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report":
/s/ CASEY J. SYLLA Casey J. Sylla August 13, 2002 |
Subscribed and sworn to before me this 13th day of August 2002. |
|
/s/ JENNIFER M. HAGER Notary Public |
||
My Commission Expires: OFFICIAL SEAL JENNIFER M. HAGER NOTARY PUBLIC, STATE OF ILLINOIS MY COMMISSION EXPIRES:11/19/04 |
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CERTIFICATION
Pursuant to 18 United States Code § 1350
The undersigned hereby certifies that the Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2002 of The Allstate Corporation (the "Company") filed with the Securities and Exchange Commission on the date hereof fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such report fairly presents, in all material respects, the financial condition and results of operations of the Company.
/s/ EDWARD M. LIDDY Name: Edward M. Liddy Title: Chairman of the Board, President and Chief Executive Officer |
Date: August 12, 2002
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CERTIFICATION
Pursuant to 18 United States Code § 1350
The undersigned hereby certifies that the Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2002 of The Allstate Corporation (the "Company") filed with the Securities and Exchange Commission on the date hereof fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such report fairly presents, in all material respects, the financial condition and results of operations of the Company.
/s/ CASEY J. SYLLA Name: Casey J. Sylla Title: Acting Vice President and Chief Financial Officer |
||
| Date: August 12, 2002 |
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