SEC FORM 13F-HR
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: | 3235-0006 |
Expires: | Oct 31, 2018 |
Estimated average burden |
hours per response: | 23.8 |
|
|
Report for the Calendar Year or Quarter Ended: | 09-30-2013 |
Check here if Amendment | | Amendment Number: |
This Amendment (Check only one.): | | is a restatement. |
| | adds new holdings entries. |
Institutional Investment Manager Filing this Report: |
Name: | ALLSTATE CORP |
Address: | 2775 SANDERS ROAD |
|
| NORTHBROOK,
IL
60062-7127 |
Form 13F File Number: | 028-14491 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager: |
Name: | PAUL SCHUTT |
Title: | VICE PRESIDENT INVESTMENT FINANCE |
Phone: | 847-402-5169 |
Signature, Place, and Date of Signing: |
/s/ PAUL SCHUTT | NORTHBROOK,
IL | 11-12-2013 |
[Signature] | [City, State] | [Date] |
|
Report Type (Check only one.): |
| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |
X | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] |
| | Form 13F File Number | Name |
| 028-05909 | RHUMBLINE ADVISERS |
| 028-04295 | BLACKROCK ADVISORS LLC |
Form 13F Summary Page |
| Report Summary: |
| Number of Other Included Managers: | 2 | | |
| Form 13F Information Table Entry Total: | 139 |
| Form 13F Information Table Value Total: | 2,575,998 |
| (thousands) |
|
List of Other Included Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this report is filed, other than the
manager filing this report. |
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.] |
| No. | Form 13F File Number | Name |
| 11 | 028-04302 | ALLSTATE INVESTMENT MANAGEMENT CO |
| 12 | 028-10298 | ALLSTATE INVESTMENTS LLC |
SEC FORM 13-F Information Table
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and complete.
|
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: | 3235-0006 |
Expires: | Oct 31, 2018 |
Estimated average burden |
hours per response: | 23.8 |
|
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COMMON | 88579Y101 | 5,967 | 49,969 | SH | | SOLE | 12 | 49,969 | 0 | 0 |
ABBOTT LABS | COMMON | 002824100 | 4,984 | 150,163 | SH | | SOLE | 12 | 150,163 | 0 | 0 |
ADVANCE AUTO PARTS INC | COMMON | 00751Y106 | 19,133 | 231,405 | SH | | SOLE | 12 | 231,405 | 0 | 0 |
AGILENT TECHNOLOGIES INC | COMMON | 00846U101 | 7,379 | 143,972 | SH | | SOLE | 12 | 143,972 | 0 | 0 |
AGRIUM INC | COMMON FOREIGN | 008916108 | 6,149 | 73,171 | SH | | SOLE | 12 | 73,171 | 0 | 0 |
AIR PRODS & CHEMS INC | COMMON | 009158106 | 6,296 | 59,083 | SH | | SOLE | 12 | 59,083 | 0 | 0 |
ALLERGAN INC | COMMON | 018490102 | 44,647 | 493,611 | SH | | SOLE | 12 | 493,611 | 0 | 0 |
AMERICAN ELEC PWR INC | COMMON | 025537101 | 22,484 | 518,660 | SH | | SOLE | 12 | 518,660 | 0 | 0 |
APPLE INC | COMMON | 037833100 | 32,419 | 68,000 | SH | | SOLE | 12 | 68,000 | 0 | 0 |
AT&T INC | COMMON | 00206R102 | 4,840 | 143,117 | SH | | SOLE | 12 | 143,117 | 0 | 0 |
BANK N S HALIFAX | COMMON FOREIGN | 064149107 | 12,220 | 213,006 | SH | | SOLE | 11 | 213,006 | 0 | 0 |
BAXTER INTL INC | COMMON | 071813109 | 4,976 | 75,755 | SH | | SOLE | 12 | 75,755 | 0 | 0 |
BEMIS INC | COMMON | 081437105 | 5,288 | 135,554 | SH | | SOLE | 12 | 135,554 | 0 | 0 |
BHP BILLITON LTD | COMMON FOREIGN | 088606108 | 6,806 | 102,343 | SH | | SOLE | 12 | 102,343 | 0 | 0 |
CA INC | COMMON | 12673P105 | 23,206 | 782,137 | SH | | SOLE | 12 | 782,137 | 0 | 0 |
CAMPBELL SOUP CO | COMMON | 134429109 | 5,147 | 126,424 | SH | | SOLE | 12 | 126,424 | 0 | 0 |
CANADIAN NAT RES LTD | COMMON FOREIGN | 136385101 | 13,844 | 439,875 | SH | | SOLE | 11 | 439,875 | 0 | 0 |
CANADIAN NATL RY CO | COMMON | 136375102 | 6,800 | 67,083 | SH | | SOLE | 12 | 67,083 | 0 | 0 |
CARDINAL HEALTH INC | COMMON | 14149Y108 | 25,139 | 482,049 | SH | | SOLE | 12 | 482,049 | 0 | 0 |
CAREFUSION CORP | COMMON | 14170T101 | 34,117 | 924,582 | SH | | SOLE | 12 | 924,582 | 0 | 0 |
CDN IMPERIAL BK OF COMMERCE | COMMON FOREIGN | 136069101 | 12,808 | 160,436 | SH | | SOLE | 11 | 160,436 | 0 | 0 |
CHEVRON CORP NEW | COMMON | 166764100 | 12,033 | 99,035 | SH | | SOLE | 12 | 99,035 | 0 | 0 |
CLIFFS NAT RES INC | COMMON | 18683K101 | 22,196 | 1,082,739 | SH | | SOLE | 12 | 1,082,739 | 0 | 0 |
CLOROX CO DEL | COMMON | 189054109 | 5,091 | 62,303 | SH | | SOLE | 12 | 62,303 | 0 | 0 |
CMS ENERGY CORP | COMMON | 125896100 | 5,122 | 194,614 | SH | | SOLE | 12 | 194,614 | 0 | 0 |
COCA COLA CO | COMMON | 191216100 | 5,115 | 135,037 | SH | | SOLE | 12 | 135,037 | 0 | 0 |
CONAGRA FOODS INC | COMMON | 205887102 | 4,586 | 151,159 | SH | | SOLE | 12 | 151,159 | 0 | 0 |
CONOCOPHILLIPS | COMMON | 20825C104 | 14,165 | 203,790 | SH | | SOLE | 12 | 203,790 | 0 | 0 |
CONSOLIDATED EDISON INC | COMMON | 209115104 | 17,531 | 317,933 | SH | | SOLE | 12 | 317,933 | 0 | 0 |
CSX CORP | COMMON | 126408103 | 6,974 | 270,938 | SH | | SOLE | 12 | 270,938 | 0 | 0 |
DEERE & CO | COMMON | 244199105 | 6,251 | 76,808 | SH | | SOLE | 12 | 76,808 | 0 | 0 |
DEVON ENERGY CORP NEW | COMMON | 25179M103 | 6,749 | 116,848 | SH | | SOLE | 12 | 116,848 | 0 | 0 |
DOMINION RES INC VA NEW | COMMON | 25746U109 | 20,155 | 322,590 | SH | | SOLE | 12 | 322,590 | 0 | 0 |
DTE ENERGY CO | COMMON | 233331107 | 23,272 | 352,716 | SH | | SOLE | 12 | 352,716 | 0 | 0 |
DUKE ENERGY CORP NEW | COMMON | 26441C204 | 23,201 | 347,427 | SH | | SOLE | 12 | 347,427 | 0 | 0 |
ENERGY TRANSFER PRTNRS L P | COMMON | 29273R109 | 13,894 | 266,840 | SH | | SOLE | 12 | 266,840 | 0 | 0 |
ENSCO PLC | COMMON FOREIGN | G3157S106 | 5,897 | 109,706 | SH | | SOLE | 12 | 109,706 | 0 | 0 |
ENTERPRISE PRODS PARTNERS L | COMMON | 293792107 | 16,363 | 268,070 | SH | | SOLE | 12 | 268,070 | 0 | 0 |
EXELON CORP | COMMON | 30161N101 | 18,402 | 620,837 | SH | | SOLE | 12 | 620,837 | 0 | 0 |
EXXON MOBIL CORP | COMMON | 30231G102 | 11,425 | 132,788 | SH | | SOLE | 12 | 132,788 | 0 | 0 |
FLEXTRONICS INTL LTD | COMMON | Y2573F102 | 26,005 | 2,860,810 | SH | | SOLE | 12 | 2,860,810 | 0 | 0 |
FRANCO NEVADA CORP | COMMON FOREIGN | 351858105 | 2,454 | 53,970 | SH | | SOLE | 11 | 53,970 | 0 | 0 |
GENERAL DYNAMICS CORP | COMMON | 369550108 | 6,664 | 76,146 | SH | | SOLE | 12 | 76,146 | 0 | 0 |
GENERAL MLS INC | COMMON | 370334104 | 5,439 | 113,494 | SH | | SOLE | 12 | 113,494 | 0 | 0 |
GOLDCORP INC NEW | COMMON FOREIGN | 380956409 | 4,081 | 156,800 | SH | | SOLE | 11 | 156,800 | 0 | 0 |
GROUPE CGI INC | COMMON FOREIGN | 39945C109 | 15,537 | 443,000 | SH | | SOLE | 11 | 443,000 | 0 | 0 |
HALLIBURTON CO | COMMON | 406216101 | 7,585 | 157,526 | SH | | SOLE | 12 | 157,526 | 0 | 0 |
HARRIS CORP DEL | COMMON | 413875105 | 22,045 | 371,747 | SH | | SOLE | 12 | 371,747 | 0 | 0 |
HESS CORP | COMMON | 42809H107 | 24,440 | 316,012 | SH | | SOLE | 12 | 316,012 | 0 | 0 |
HILLSHIRE BRANDS CO | COMMON | 432589109 | 17,990 | 585,216 | SH | | SOLE | 12 | 585,216 | 0 | 0 |
INTERNATIONAL BUSINESS MACH | COMMON | 459200101 | 4,614 | 24,916 | SH | | SOLE | 12 | 24,916 | 0 | 0 |
INTERPUBLIC GROUP COS INC | COMMON | 460690100 | 23,075 | 1,343,103 | SH | | SOLE | 12 | 1,343,103 | 0 | 0 |
ISHARES | COMMON | 464286533 | 58,730 | 1,000,000 | SH | | SOLE | 12 | 1,000,000 | 0 | 0 |
ISHARES | COMMON | 464287168 | 91,733 | 1,382,770 | SH | | SOLE | 12 | 1,382,770 | 0 | 0 |
ISHARES | COMMON | 464287655 | 269 | 2,525 | SH | | SOLE | 12 | 2,525 | 0 | 0 |
ISHARES | COMMON | 464288372 | 30,409 | 804,677 | SH | | SOLE | 12 | 804,677 | 0 | 0 |
ISHARES | COMMON | 464288513 | 9,156 | 100,000 | SH | | SOLE | 12 | 100,000 | 0 | 0 |
ISHARES | COMMON | 46429B689 | 78,337 | 1,285,474 | SH | | SOLE | 12 | 1,285,474 | 0 | 0 |
ISHARES | COMMON | 46429B697 | 126,199 | 3,803,459 | SH | | SOLE | 12 | 3,803,459 | 0 | 0 |
ISHARES INC | COMMON | 46434G103 | 48,650 | 1,000,000 | SH | | SOLE | 12 | 1,000,000 | 0 | 0 |
JOHNSON & JOHNSON | COMMON | 478160104 | 5,796 | 66,854 | SH | | SOLE | 12 | 66,854 | 0 | 0 |
KELLOGG CO | COMMON | 487836108 | 4,995 | 85,051 | SH | | SOLE | 12 | 85,051 | 0 | 0 |
KIMBERLY CLARK CORP | COMMON | 494368103 | 5,265 | 55,883 | SH | | SOLE | 12 | 55,883 | 0 | 0 |
KINDER MORGAN ENERGY PARTNE | COMMON | 494550106 | 15,740 | 197,166 | SH | | SOLE | 12 | 197,166 | 0 | 0 |
L-3 COMMUNICATIONS HLDGS IN | COMMON | 502424104 | 6,386 | 67,580 | SH | | SOLE | 12 | 67,580 | 0 | 0 |
LABORATORY CORP AMER HLDGS | COMMON | 50540R409 | 21,267 | 214,516 | SH | | SOLE | 12 | 214,516 | 0 | 0 |
LILLY ELI & CO | COMMON | 532457108 | 4,800 | 95,368 | SH | | SOLE | 12 | 95,368 | 0 | 0 |
LOCKHEED MARTIN CORP | COMMON | 539830109 | 7,383 | 57,885 | SH | | SOLE | 12 | 57,885 | 0 | 0 |
MAGELLAN MIDSTREAM PRTNRS L | COMMON | 559080106 | 8,088 | 143,327 | SH | | SOLE | 12 | 143,327 | 0 | 0 |
MAGNA INTL INC | COMMON FOREIGN | 559222401 | 11,843 | 143,365 | SH | | SOLE | 11 | 143,365 | 0 | 0 |
MANULIFE FINL CORP | COMMON FOREIGN | 56501R106 | 1,787 | 107,800 | SH | | SOLE | 11 | 107,800 | 0 | 0 |
MARATHON OIL CORP | COMMON | 565849106 | 6,764 | 193,935 | SH | | SOLE | 12 | 193,935 | 0 | 0 |
MARKWEST ENERGY PARTNERS L | COMMON | 570759100 | 8,401 | 116,313 | SH | | SOLE | 12 | 116,313 | 0 | 0 |
MCDONALDS CORP | COMMON | 580135101 | 5,111 | 53,119 | SH | | SOLE | 12 | 53,119 | 0 | 0 |
MEDTRONIC INC | COMMON | 585055106 | 6,087 | 114,302 | SH | | SOLE | 12 | 114,302 | 0 | 0 |
MERCK & CO INC NEW | COMMON | 58933Y105 | 5,562 | 116,823 | SH | | SOLE | 12 | 116,823 | 0 | 0 |
MONDELEZ INTL INC | COMMON | 609207105 | 23,292 | 741,325 | SH | | SOLE | 12 | 741,325 | 0 | 0 |
MONSANTO CO NEW | COMMON | 61166W101 | 6,903 | 66,137 | SH | | SOLE | 12 | 66,137 | 0 | 0 |
MOSAIC CO NEW | COMMON | 61945C103 | 35,100 | 815,906 | SH | | SOLE | 12 | 815,906 | 0 | 0 |
NABORS INDUSTRIES LTD | COMMON | G6359F103 | 21,443 | 1,335,169 | SH | | SOLE | 12 | 1,335,169 | 0 | 0 |
NETAPP INC | COMMON | 64110D104 | 24,267 | 569,386 | SH | | SOLE | 12 | 569,386 | 0 | 0 |
NEXTERA ENERGY INC | COMMON | 65339F101 | 24,221 | 302,159 | SH | | SOLE | 12 | 302,159 | 0 | 0 |
NOBLE ENERGY INC | COMMON | 655044105 | 7,792 | 116,278 | SH | | SOLE | 12 | 116,278 | 0 | 0 |
NORFOLK SOUTHERN CORP | COMMON | 655844108 | 6,723 | 86,914 | SH | | SOLE | 12 | 86,914 | 0 | 0 |
NORTHEAST UTILS | COMMON | 664397106 | 23,340 | 565,807 | SH | | SOLE | 12 | 565,807 | 0 | 0 |
NORTHROP GRUMMAN CORP | COMMON | 666807102 | 7,532 | 79,063 | SH | | SOLE | 12 | 79,063 | 0 | 0 |
NUANCE COMMUNICATIONS INC | COMMON | 67020Y100 | 49,548 | 2,650,358 | SH | | SOLE | 12 | 2,650,358 | 0 | 0 |
NUANCE COMMUNICATIONS INC | COMMON | 67020Y100 | 56 | 2,997 | SH | | SOLE | 11 | 2,997 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COMMON | 674599105 | 30,380 | 324,780 | SH | | SOLE | 12 | 324,780 | 0 | 0 |
OMNICOM GROUP INC | COMMON | 681919106 | 5,630 | 88,744 | SH | | SOLE | 12 | 88,744 | 0 | 0 |
ONEOK PARTNERS LP | COMMON | 68268N103 | 8,077 | 152,359 | SH | | SOLE | 12 | 152,359 | 0 | 0 |
OPEN TEXT CORP | COMMON FOREIGN | 683715106 | 6,871 | 92,020 | SH | | SOLE | 11 | 92,020 | 0 | 0 |
PEPSICO INC | COMMON | 713448108 | 5,430 | 68,297 | SH | | SOLE | 12 | 68,297 | 0 | 0 |
PG&E CORP | COMMON | 69331C108 | 16,895 | 412,877 | SH | | SOLE | 12 | 412,877 | 0 | 0 |
PHILLIPS 66 | COMMON | 718546104 | 6,014 | 104,009 | SH | | SOLE | 12 | 104,009 | 0 | 0 |
PLAINS ALL AMERN PIPELINE L | COMMON | 726503105 | 14,297 | 271,505 | SH | | SOLE | 12 | 271,505 | 0 | 0 |
PLUM CREEK TIMBER CO INC | COMMON | 729251108 | 6,488 | 138,553 | SH | | SOLE | 12 | 138,553 | 0 | 0 |
POTASH CORP SASK INC | COMMON | 73755L107 | 4,989 | 159,508 | SH | | SOLE | 12 | 159,508 | 0 | 0 |
PPL CORP | COMMON | 69351T106 | 23,716 | 780,637 | SH | | SOLE | 12 | 780,637 | 0 | 0 |
PROCTER & GAMBLE CO | COMMON | 742718109 | 5,150 | 68,135 | SH | | SOLE | 12 | 68,135 | 0 | 0 |
PUBLIC SVC ENTERPRISE GROUP | COMMON | 744573106 | 18,435 | 559,811 | SH | | SOLE | 12 | 559,811 | 0 | 0 |
QUEST DIAGNOSTICS INC | COMMON | 74834L100 | 27,296 | 441,756 | SH | | SOLE | 12 | 441,756 | 0 | 0 |
RAYONIER INC | COMMON | 754907103 | 6,695 | 120,306 | SH | | SOLE | 12 | 120,306 | 0 | 0 |
RAYTHEON CO | COMMON | 755111507 | 7,190 | 93,293 | SH | | SOLE | 12 | 93,293 | 0 | 0 |
RIO TINTO PLC | COMMON | 767204100 | 7,506 | 153,942 | SH | | SOLE | 12 | 153,942 | 0 | 0 |
ROYAL BK CDA MONTREAL QUE | COMMON FOREIGN | 780087102 | 8,016 | 124,850 | SH | | SOLE | 11 | 124,850 | 0 | 0 |
SCHLUMBERGER LTD | COMMON | 806857108 | 8,060 | 91,219 | SH | | SOLE | 12 | 91,219 | 0 | 0 |
SEMPRA ENERGY | COMMON | 816851109 | 19,197 | 224,264 | SH | | SOLE | 12 | 224,264 | 0 | 0 |
SILVER WHEATON CORP | COMMON FOREIGN | 828336107 | 3,836 | 154,507 | SH | | SOLE | 11 | 154,507 | 0 | 0 |
SPDR S&P 500 ETF TR | COMMON | 78462F103 | 16,497 | 98,138 | SH | | SOLE | 11 | 98,138 | 0 | 0 |
SPDR S&P 500 ETF TR | COMMON | 78462F103 | 138,176 | 821,987 | SH | | SOLE | 12 | 821,987 | 0 | 0 |
SPECTRA ENERGY CORP | COMMON | 847560109 | 13,780 | 402,582 | SH | | SOLE | 12 | 402,582 | 0 | 0 |
STARZ | COMMON | 85571Q102 | 15,064 | 535,515 | SH | | SOLE | 12 | 535,515 | 0 | 0 |
SUNCOR ENERGY INC NEW | COMMON FOREIGN | 867224107 | 12,077 | 337,050 | SH | | SOLE | 11 | 337,050 | 0 | 0 |
SUNOCO LOGISTICS PRTNRS L P | COMMON | 86764L108 | 8,160 | 122,799 | SH | | SOLE | 12 | 122,799 | 0 | 0 |
SYSCO CORP | COMMON | 871829107 | 4,973 | 156,225 | SH | | SOLE | 12 | 156,225 | 0 | 0 |
TARGET CORP | COMMON | 87612E106 | 5,004 | 78,219 | SH | | SOLE | 12 | 78,219 | 0 | 0 |
TE CONNECTIVITY LTD | COMMON | H84989104 | 23,739 | 458,458 | SH | | SOLE | 12 | 458,458 | 0 | 0 |
TIME WARNER CABLE INC | COMMON | 88732J207 | 23,586 | 211,344 | SH | | SOLE | 12 | 211,344 | 0 | 0 |
TIME WARNER INC | COMMON | 887317303 | 6,123 | 93,041 | SH | | SOLE | 12 | 93,041 | 0 | 0 |
TIMKEN CO | COMMON | 887389104 | 10,278 | 170,170 | SH | | SOLE | 12 | 170,170 | 0 | 0 |
TORONTO DOMINION BK ONT | COMMON FOREIGN | 891160509 | 19,464 | 215,893 | SH | | SOLE | 11 | 215,893 | 0 | 0 |
TRAVELERS COMPANIES INC | COMMON | 89417E109 | 5,442 | 64,202 | SH | | SOLE | 12 | 64,202 | 0 | 0 |
UNION PAC CORP | COMMON | 907818108 | 6,750 | 43,451 | SH | | SOLE | 12 | 43,451 | 0 | 0 |
UNITED PARCEL SERVICE INC | COMMON | 911312106 | 5,669 | 62,039 | SH | | SOLE | 12 | 62,039 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COMMON | 913017109 | 6,415 | 59,500 | SH | | SOLE | 12 | 59,500 | 0 | 0 |
VALERO ENERGY CORP NEW | COMMON | 91913Y100 | 5,837 | 170,920 | SH | | SOLE | 12 | 170,920 | 0 | 0 |
VANGUARD INTL EQUITY INDEX | COMMON | 922042858 | 18,514 | 460,859 | SH | | SOLE | 11 | 460,859 | 0 | 0 |
VANGUARD INTL EQUITY INDEX | COMMON | 922042858 | 426,677 | 10,637,675 | SH | | SOLE | 12 | 10,637,675 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COMMON | 92343V104 | 5,072 | 108,710 | SH | | SOLE | 12 | 108,710 | 0 | 0 |
WAL-MART STORES INC | COMMON | 931142103 | 5,278 | 71,359 | SH | | SOLE | 12 | 71,359 | 0 | 0 |
WASTE MGMT INC DEL | COMMON | 94106L109 | 5,852 | 141,907 | SH | | SOLE | 12 | 141,907 | 0 | 0 |
WEYERHAEUSER CO | COMMON | 962166104 | 6,568 | 229,400 | SH | | SOLE | 12 | 229,400 | 0 | 0 |
WILLIAMS PARTNERS L P | COMMON | 96950F104 | 8,373 | 158,335 | SH | | SOLE | 12 | 158,335 | 0 | 0 |
WISCONSIN ENERGY CORP | COMMON | 976657106 | 5,110 | 126,544 | SH | | SOLE | 12 | 126,544 | 0 | 0 |
XCEL ENERGY INC | COMMON | 98389B100 | 17,650 | 639,272 | SH | | SOLE | 12 | 639,272 | 0 | 0 |
YAMANA GOLD INC | COMMON FOREIGN | 98462Y100 | 4,725 | 453,900 | SH | | SOLE | 11 | 453,900 | 0 | 0 |
YELP INC | COMMON | 985817105 | 2,574 | 38,895 | SH | | SOLE | 12 | 38,895 | 0 | 0 |
YELP INC | COMMON | 985817105 | 429 | 6,483 | SH | | SOLE | 11 | 6,483 | 0 | 0 |